-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WQOIhrxjGIiPRZVT4SeJuNqx/oo+TJmD16JrkuAtmM8ty8Ah1uCADBVfmHX3V84N LO5NI/heaWbRcpSlJNcG4g== 0000950148-02-000212.txt : 20020414 0000950148-02-000212.hdr.sgml : 20020414 ACCESSION NUMBER: 0000950148-02-000212 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020131 GROUP MEMBERS: THEODORE GUTH FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GUTH THEODORE CENTRAL INDEX KEY: 0001071621 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 10866 WILSHIRE BLVD STREET 2: SUITE 1250 CITY: LOS ANGELES STATE: CA ZIP: 90024 BUSINESS PHONE: 3104748809 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LEARNING TREE INTERNATIONAL INC CENTRAL INDEX KEY: 0001002037 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 953133814 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-47083 FILM NUMBER: 02523203 BUSINESS ADDRESS: STREET 1: 6053 W CENTURY BLVD CITY: LOS ANGELES STATE: CA ZIP: 90045 BUSINESS PHONE: 3104179700 MAIL ADDRESS: STREET 1: 6053 W CENTURY BLVD CITY: LOS ANGELES STATE: CA ZIP: 90045 SC 13G/A 1 v78713sc13ga.htm SC 13G/A LEARNING TREE INC Learning Tree Inc
 

     
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 2)*

LEARNING TREE INTERNATIONAL, INC.

(Name of Issuer)


Common Stock

(Title of Class of Securities)


522015-10-6

(CUSIP Number)


(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[   ]   Rule 13d-1(b)
[X]    Rule 13d-1(c)
[   ]   Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

         
CUSIP No. 522015-10-6 13G  
                 
1.   Names of Reporting Persons
I.R.S. Identification Nos. of above persons (entities only).

Theodore E. Guth
2.   Check the Appropriate Box if a Member of a Group (See Instructions)   (a) [   ]
        (b) [   ]
3.   SEC Use Only
4.   Citizenship or Place of Organization

United States of America

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

5. Sole Voting Power

1,212,730
6. Shared Voting Power

0
7. Sole Dispositive Power

1,212,730
8. Shared Dispositive Power

0
9. Aggregate Amount Beneficially Owned by Each Reporting Person

Mr. Guth is the trustee of two trusts that collectively own 1,211,064 shares, as to which he disclaims beneficial ownership and holds vested common stock options to purchase 1,666 shares of Common Stock
10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)

 
11. Percent of Class Represented by Amount in Row (9)

6.4%
12. Type of Reporting Person (See Instructions)

IN

 

 

Item 1.

        (a)       Name of Issuer Learning Tree International, Inc.
 
        (b)       Address of Issuer’s Principal Executive Offices
6053 West Century Boulevard, Los Angeles, CA 90045

Item 2.

        (a)       Name of Person Filing Theodore E. Guth
 
        (b)       Address of Principal Business Office or, if none, Residence
10866 Wilshire Boulevard, Los Angeles, CA 90024
 
        (c)       Citizenship United States of America
 
        (d)       Title of Class of Securities Common Stock
 
        (e)       CUSIP Number 522015-10-6

     
Item 3.   If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
         
  (a) [    ]   Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
  (b) [    ]   Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
  (c) [    ]   Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
  (d) [    ]   Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
  (e) [    ]   An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
  (f) [    ]   An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
  (g) [    ]   A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
  (h) [    ]   A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
  (i) [    ]   A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
  (j) [    ]   Group, in accordance with §240.13d-1(b)(1)(ii)(J).
     
Item 4.   Ownership.

        (a)       Amount beneficially owned: 1,212,730
 
        (b)       Percent of class: 6.4%

 

 

        (c)       Number of shares as to which the person has:

     
  (i) Sole power to vote or to direct the vote
1,212,730
  (ii) Shared power to vote or to direct the vote
0
  (iii) Sole power to dispose or to direct the disposition of
1,212,730
  (iv) Shared power to dispose or to direct the disposition of
0

Mr. Guth is the trustee of two trusts which collectively own 1,211,064 shares of common stock, as to which he disclaims beneficial ownership. He is also the beneficial owner of 1,666 shares of vested options to purchase common stock.

     
Item 5.   Ownership of Five Percent or Less of a Class
 N/A
 
Item 6.   Ownership of More than Five Percent on Behalf of Another Person.
 N/A
 
Item 7.   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
 N/A
 
Item 8.   Identification and Classification of Members of the Group
 N/A
 
Item 9.   Notice of Dissolution of Group
 N/A
 
Item 10.   Certification
    By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

     
   
Date January 18, 2002
 
 
    /s/ Theodore E. Guth
   
Signature
Theodore E. Guth
Name/Title

The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative’s authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.

NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties for whom copies are to be sent.

     
Attention:   Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)

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